2021年中国证券业调查报告（227页）.pdf

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1、Mainland ChinaSecuritiesSurvey 2021Financial servicesIntroduction01Market overviewIndustry trendsBusiness dynamicsConclusion063248660504030201The strategic importance of capital market reforms in the first year of the 14th Five-Year PlanData-driven digital transformation: Integrating fintech and bus

2、iness scenariosContinually enhancing compliance and risk managementA new stage of comprehensive opening to the outside worldESG to support sustainable developmentESG3.1 3.23.33.43.5Wealth management: Accelerating transformationProprietary trading: Solid performance, especially in OTC derivativesInve

3、stment banking: Deepened reform of registration-based IPO system with first-tier players outperformingCredit business: Stock-pledge lending declines, while margin financing and securities lending bounce back to their peakAsset management: Pivoting toward publicly offered funds4.1 4.24.34.44.5Content

4、s 目录Appendices7006Appendix 1 Financial highlights Appendix 2 Sector ranking for 2020 Appendix 3 Overview of foreign invested securities company3 Appendix 4 2021 rating of securities companies by the CSRC4 2021Appendix 5 Mainland Futures Companies 5 Appendix 6Mainland Fund Management Companies6 Appen

5、dix 7Mainland Subsidiaries of Fund Management Companies7Appendix 8Securities companies who have set up Hong Kong subsidiaries 8Appendix 9Foreign-funded enterprises that offer private fund management business9711851921951992072172252291IntroductionMainland China Securities Survey 20212 2021 KPMG Huaz

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