2932 - 利用人工智能实现合规自动化.pdf

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1、Orlando,FLOctober 69IBM TechXchange 2025Session code(2932)Scott Meyer,VP Modern Banking Platform,FISSurya V Duggirala,IBM Distinguished EngineerLeveraging AI for Compliance AutomationTable of ContentsCompliance Automation with GenAICore Banking Regulatory ComplianceIntegration with Core Banking Plat

2、formAI Compliance Assistant DemoSummary and Next Steps37182427IBM TechXchange|2025 IBM Corporation2Orlando,FLOctober 69IBM TechXchange 2025Explore.Build.Launch.Core Banking Regulatory ComplianceAI Compliance AssistantAI Compliance AssistantIncreasing Pace of Regulatory ChangeIncreasing#of regulation

3、s for security,consumer protection,tax,PCI,etc.Global solutions need to address financial services regulations in each marketShorter Time to Implement ChangesTime from publish to implementation has dropped by 40%over last 15 yearsExpectations are now that regulatory compliance is automated versus ma

4、nualRegulatory documents are increasingly more complicated than in years pastCost of Compliance impacts innovation spendingDrive to reduce cost of compliance to shift funds to product innovationImpact of failing compliance audits and MRAs are material to bank profitability.Business BenefitsFaster Re

5、action Time to Regulatory ChangeReduced Cost on Compliance MaintenanceFlexibly Expand Banking Core Software to New Global MarketsProblem StatementProblem StatementCountry-specific RegulationsList ALL the country specific regulations.Crawl through multiple regulatory agency repositoriesPolicy Documen

6、t Regulation Policy Document of each applicable Regulation.As an example,BS13-Liquidity-Policy from Reserve Bank of NZ.Functional Requirement ExtractionConvert Policy Document into Functional Requirements.Create“BS 13-Liquidity Policy-Functional Requirement Extraction”spreadsheet as an exampleUnique