RBC 清算和托管介绍：探索 TEECH 地平线：趋势与担忧.pdf

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1、1NAVIGATING THE TECH HORIZON:TRENDS&CONCERNSDillon Benz,Sr.Manager,Technology ConsultingTara Wells,Director,Product Management&Platform AdoptionRBC Clearing&Custody,a division of RBC Capital Markets,LLC,Member NYSE/FINRA/SIPC.2Dillon BenzSr.Manager,Technology ConsultingTara WellsDirector,Product Man

2、agement&Platform Adoption3WHONAVIGATING THE TECH HORIZON:TRENDS&CONCERNS10,000+Financial Professionals3rd largest clearing firm5MM+clientsvia omnibus320+broker dealers&RIA firms1 Dec 2023500K+clients fully disclosed Access RBC tools Client management Book management Prospect management Procedures&Fo

3、rms Training resources Product information Service requests Prospect management Global search RBC directory Announcements&NewsBLACKAccount Opening&ServicingMarket DataRBC AdvisoryPortfolio MgmtReportingOrder MgmtNexus TradingResearchRBC Tech StackLendingComplianceOperations RequestsNAVIGATING THE TE

4、CH HORIZON:TRENDS&CONCERNSClient Portal/Mobile AppInvestor Connect5“The Golden Age of Fintech”NAVIGATING THE TECH HORIZON:TRENDS&CONCERNS Easy to navigate web portal Existing integrations Preferred pricinghttp:/ world of FinTech is overwhelming,ever expanding and not integrated.6NexusNAVIGATING THE

5、TECH HORIZON:TRENDS&CONCERNS Key Integrations Account Opening&Servicing (AOS)Client Portal Trading Credit Access Line Performance Reporting RBC Black7Account Opening&ServicingNAVIGATING THE TECH HORIZON:TRENDS&CONCERNSDynamic wizard interfaceIn Good Order validationsConfigurable workflowClick to sig

6、nStatus Tracking24/7 client accessPaper&Digital optionWORMcompliantBranded/customized email8NEXUS TRADINGNAVIGATING THE TECH HORIZON:TRENDS&CONCERNSDesktop,laptop or tabletBasket tradingRBC proprietaryNexus deep integrationNo cost9Performance ReportingNAVIGATING THE TECH HORIZON:TRENDS&CONCERNS RBCs