Anworth Mortgage Asset Corporation (ANH) 2019年10-K年度报告「NYSE」.pdf

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1、10-K 1 anh-20191231x10k.htm 10-KTable of Contents UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934FOR THE FISCAL YEAR ENDED DECEMBER 31,2019ORTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(

2、d)OF THE SECURITIES EXCHANGE ACTOF 1934 FOR THE TRANSITION PERIOD FROM TOCOMMISSION FILE NUMBER 00113709ANWORTH MORTGAGE ASSET CORPORATION(Exact Name of Registrant as Specified in Its Charter)MARYLAND522059785(State or Other Jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification

3、No.)1299 OCEAN AVENUE,2ND FLOORSANTA MONICA,CALIFORNIA90401(Address of Principal Executive Offices)(Zip Code)Registrants telephone number,including area code:(310)2554493Securities registered pursuant to Section 12(b)of the Act:Title of Each Class TradingSymbol(s)Name of Each Exchange on WhichRegist

4、eredCommon Stock,$0.01 Par Value ANH New York Stock ExchangeSeries A Cumulative Preferred Stock,$0.01 Par Value ANHPRA New York Stock ExchangeSeries B Cumulative Convertible Preferred Stock,$0.01 ParValue ANHPRB New York Stock ExchangeSeries C Cumulative Redeemable Preferred Stock,$0.01 ParValue ANH

5、PRC New York Stock Exchange Securities registered pursuant to Section 12(g)of the Act:NONEIndicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required to file reports pursuant to

6、Section 13 or Section 15(d)of the Act.Yes No Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of theSecurities Exchange Act of 1934 during the preceding 12 months(or for such shorter period that the registrant was required tofile such r