Live Ventures (LIVE) 2023年年度报告「NASDAQ」.pdf

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1、Table of ContentsUNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549_FORM 10-K_(Mark one)xxANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended September 30,2023ooTRANSITION REPORT UNDER SECTION 13 OR 15(d)OF THE SECURITIES EXCH

2、ANGE ACT OF 1934For the Transition period from _ to _Commission File Number:001-33937_Live Ventures Incorporated(Exact Name of Registrant as Specified in Its Charter)_Nevada85-0206668(State or Other Jurisdiction of Incorporation or Organization)(IRS Employer Identification No.)325 E Warm Springs Roa

3、d,Suite 102,Las Vegas,Nevada89119(Address of principal executive offices)(Zip Code)Registrants telephone number,including area code:(702)997-5968Securities registered under Section 12(b)of the Exchange Act:Title of each classTrading Symbol(s)Name of each exchange on which registeredCommon Stock,$0.0

4、01 par value per shareLIVEThe Nasdaq Stock Market LLC(The Nasdaq Capital Market)Securities registered under Section 12(g)of the Exchange Act:None.Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes o No xIndicate by check mark if

5、the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes o No xIndicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12months(or for suc

6、h shorter period that the registrant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes x No oIndicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 4