Live Ventures (LIVE) 2016年年度报告「NASDAQ」.pdf

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1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549 FORM 10-K(Mark one)x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended September 30,2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934F

2、or the Transition period from _ to _ Commission File Number:001-33937 Live Ventures Incorporated(Exact Name of Registrant as Specified in Its Charter)Nevada 85-0206668(State or Other Jurisdiction of Incorporation or Organization)(IRS Employer Identification No.)325 E Warm Springs Road,Suite 102,Las

3、Vegas,Nevada 89119(Address of principal executive offices)(Zip Code)Registrants telephone number,including area code:(702)939-0231 Securities registered under Section 12(b)of the Exchange Act:None Securities registered under Section 12(g)of the Exchange Act:Common Stock,$.001 Par Value(Title of Clas

4、s)Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes o No xIndicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes o No xIndicate by check mark whether the re

5、gistrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the SecuritiesExchange Act of 1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.

6、Yes x No oIndicate by check mark whether the registrant has submitted electronically and posted on its corporate Web Site,if any,every InteractiveData File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months(or for such shorterperiod that the reg