HAITONGSEC：2022Interimreport.pdf

1、HAITONG SECURITIES CO.,LTD.海通證券股份有限公司 INTERIM REPORT 2022 中期報告2022INTERIM REPORT IMPORTANT NOTICE02Section IDEFINITIONS AND MATERIAL RISK WARNINGS03Section IICOMPANY PROFILE AND KEY FINANCIAL INDICATORS07Section IIIREPORT OF THE BOARD OF DIRECTORS14Section IVCORPORATE GOVERNANCE62Section VENVIRONMEN

2、TAL AND SOCIAL RESPONSIBILITIES82Section VISIGNIFICANT EVENTS89Section VIICHANGES IN SHARES AND PARTICULARS ABOUT SHAREHOLDERS107Section VIIIPREFERENCE SHARES114Section IXBONDS115Section XFINANCIAL REPORT124Section XIINFORMATION DISCLOSURES OF SECURITIES COMPANY125CONTENTSIMPORTANT NOTICEHAITONG SEC

3、URITIES CO.,LTD.Interim Report 2022(H Share)02The Board,the Supervisory Committee,Directors,Supervisors and senior management of the Company warrant the truthfulness,accuracy and completeness of the contents of this interim report(the“Report”)and that there is no false representation,misleading stat

4、ement contained herein or material omission from the Report,for which they will assume joint and several liabilities.The Report was considered and approved at the 32nd meeting of the seventh session of the Board and the 18th meeting of the seventh session of the Supervisory Committee.All the Directo

5、rs and Supervisors of the Company attended the Board meeting.And none of the Directors or Supervisors has any objection to the Report.The 2022 interim condensed financial information of the Group was prepared in accordance with IFRSs and has not been audited.PricewaterhouseCoopers has reviewed and i

6、ssued a review report on such interim financial information in accordance with International Standard on Review Engagements 2410.Mr.Zhou Jie,the Chairman of the Board of the Company,Mr.Zhang Xinjun,the Chief Financial Officer,and Mr.Ma Zhong,the head of the accounting department,warrant the truthful