1、 Digital Policy Office Ethical Artificial Intelligence Framework(Customised version for general reference by public)Version:1.4 July 2024 The Government of the Hong Kong Special Administrative Region of the Peoples Republic of China Amendment History Change Number Revision Description Pages Affected

2、 Revision Number Date 1 1.Added PCPDs“Guidance on the Ethical Development and Use of Artificial intelligence”as a reference in Section 4.1.1.2 of the Framework 2.Added“Personal Information Protection Law”of the Peoples Republic of China as an example in Section 4.1.4.4 of the Framework.3.Updated App

3、endix B 4.Supplemented Appendix E 4-7,4-30,6-4 to 6-6 Appendix E 1.1 29 June 2023 2 Updated the references in Appendix E Appendix E 1.2 13 July 2023 3 Updated the references in Appendix E Appendix E 1.3 7 August 2023 4 Change“Office of the Government Chief Information Officer”to“Digital Policy Offic

4、e”1.4 25 July 2024 TABLE OF CONTENTS 1.EXECUTIVE SUMMARY.1-2 1.1 INTRODUCTION.1-2 1.2 WHAT IS THE ETHICAL AI FRAMEWORK?.1-3 1.3 HOW CAN THE ETHICAL AI FRAMEWORK BE USED?.1-12 2.PURPOSE.2-2 3.OVERVIEW OF THE ETHICAL AI FRAMEWORK.3-2 3.1 VISION FOR THE ETHICAL AI FRAMEWORK.3-2 3.2 OBJECTIVES.3-2 3.3 B

5、ENEFITS.3-2 3.4 INTRODUCTION TO AI AND DATA ETHICS.3-3 3.5 KEY COMPONENTS AND RELATIONSHIPS.3-5 3.5.1 Ethical AI Principles.3-7 3.5.2 AI Governance.3-23 3.5.3 AI Lifecycle.3-29 4.AI PRACTICE GUIDE.4-2 4.1 AI LIFECYCLE AND PRACTICES.4-2 4.1.1 Project Strategy.4-2 4.1.2 Project Planning.4-8 4.1.3 Proj

6、ect Ecosystem.4-12 4.1.4 Project Development.4-17 4.1.5 System Deployment.4-39 4.1.6 System Operation and Monitoring.4-48 5.AI ASSESSMENT.5-2 5.1 AI APPLICATION IMPACT ASSESSMENT.5-2 5.2 FREQUENCY OF AI ASSESSMENT.5-5 5.3 RECOMMENDATION.5-7 6.APPENDIX.6-2 APPENDIX A GLOSSARY.6-2 APPENDIX B EXAMPLES