Medley Management Inc (MDLY) 2016年年度报告「NYSE」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-KANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31,2016or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For th

2、e transition period from to Commission File Number:001-36638Medley Management Inc.(Exact name of registrant as specified in its charter)Delaware47-1130638(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)280 Park Avenue,6th Floor EastNew York,New York 100

3、17(Address of principal executive offices)(Zip Code)(212)759-0777(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:(Title of each class)(Name of each exchange on which registered)Class A Common Stock,$0.01 par value per shareNew York Stock Ex

4、changeSecurities registered pursuant to Section 12(g)of the Act:NoneIndicate by check mark if the registrant is a well-known seasoned issuer as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section

5、15(d)of the Act.Yes No Indicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12 months(or for suchshorter period that the registrant was required to file such reports),and(2)has be

6、en subject to such filing requirements for the past 90 days.Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site,if any,every Interactive Data File required to be submitted and posted pursuant toRule 405 of Regulation S-T(232.405 of t