Live Ventures (LIVE) 2019年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549 FORM 10-K(Mark one)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended September 30,2019TRANSITION REPORT UNDER SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For th

2、e Transition period from to Commission File Number:001-33937 Live Ventures Incorporated(Exact Name of Registrant as Specified in Its Charter)Nevada 85-0206668(State or Other Jurisdiction of Incorporation or Organization)(IRS Employer Identification No.)325 E Warm Springs Road,Suite 102,Las Vegas,Nev

3、ada 89119(Address of principal executive offices)(Zip Code)Registrants telephone number,including area code:(702)997-5968 Securities registered under Section 12(b)of the Exchange Act:Title of each class Trading Symbol(s)Name of each exchange on which registeredCommon Stock,$0.001 par value per share

4、 LIVE The NASDAQ Stock Market LLC(The NASDAQ Capital Market)Securities registered under Section 12(g)of the Exchange Act:None.Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not r

5、equired to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes No Indicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12months(or for such shorter period that the

6、registrant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T during t