Invesco Ltd (IVZ) 2016年年度报告「NYSE」.pdf

1、TableofContents UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549Form 10-K(MarkOne)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2016ORoTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIESEXCH

2、ANGE ACT OF 1934For the transition period from to Commission file number 1-13908Invesco Ltd.(ExactNameofRegistrantasSpecifiedinItsCharter)Bermuda(StateorOtherJurisdictionofIncorporationorOrganization)98-0557567(I.R.S.EmployerIdentificationNo.)1555 Peachtree Street,N.E.,Suite 1800,Atlanta,GA(Addresso

3、fPrincipalExecutiveOffices)30309(ZipCode)Registrants telephone number,including area code:(404)892-0896Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassName of Exchange on Which RegisteredCommonShares,$0.20parvaluepershareNewYorkStockExchangeSecurities registered pursuant

4、 to Section 12(g)of the Act:NoneIndicatebycheckmarkiftheregistrantisawell-known,seasonedissuer,asdefinedinRule405oftheSecuritiesAct.YesNooIndicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesoNoIndicatebycheckmarkwhethertheregistrant:(1)hasfiledall

5、reportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.YesNooIndicatebycheckmarkwhethertheregistranthassubmittedelectronical

6、lyandpostedonitscorporatewebsite,ifany,everyInteractiveDataFilerequiredtobesubmittedandpostedpursuanttoRule405ofRegulationS-Tduringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitandpostsuchfiles).YesNooIndicatebycheckmarkifdisclosureofdelinquentfilerspursuanttoItem405