1、 March 2024 T ransformation By Innovation Vinod Jain Prepared for:March 2024 Transformation By Innovation Vinod Jain 2024 Datos Insights or its affiliates.This report has been sponsored by Broadridge and made available under license.1 Table of Contents Executive Summary.2 Introduction.4 Methodology.

2、5 Market Challenges Associated with Technology Innovation.7 Top Customer Needs.9 Capturing Opportunities.11 AI Use Cases to Meet Demand.12 DLT Use Cases to Meet Demand.13 Key Metrics for Success.14 Conclusion.16 About Broadridge.17 List of Figures Figure 1:Firms Level of Assets.5 Figure 2:Respondent

3、s Geography.6 Figure 3:Top Three Current Challenges,by Region.8 Figure 4:Top Three Customer Needs,by Region.9 Figure 5:Addressing Challenges and Meeting Customer Needs,by Region.12 Figure 6:Key Metrics for Success Based on Region.15 Transformation By Innovation 2024 Datos Insights or its affiliates.

4、This report has been sponsored by Broadridge and made available under license.2 Executive Summary Technology has played a vital role in laying the foundation for robust and scalable trading and post-trade infrastructure for decades.Now,sell-side firms are looking to leverage the latest technology in

5、novation to create clear competitive differentiators across front-and middle-office operations.The biggest demand for innovation is coming from the sell-side firms which have a significant footprint across multiple asset classes and are looking to navigate shifting compliance and risk obligations.Th

6、is report examines the current state of play for trading technology innovation and identifies key opportunities that sell-side firms are evaluating when faced with various market challenges.The key findings from this paper are the following:Global sell-side firms see opportunities arising from techn