毕马威：2016年中国证券业调查报告（192页）.pdf

1、Mainland China Securities Survey 2016 二零一六年 中国证券业调查报告 Financial services 金融服务 2016 KPMG Huazhen LLP , a Peoples Republic of China partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All r

2、ights reserved. Printed in China. Contents 目录 01 02 03 04 05 06 01 05 29 51 71 75 Introduction 引言 Market overview 市场回顾 Market development: opportunities and challenges 市场动态： 机遇与挑战 Industry focus: seeking new breakthroughs under the new normal 行业热点：“新常态” 下寻找新突破 Conclusion 结语 Appendix 附录 Appendix 1 Fi

3、nancial highlights 77 附录1 财务摘要 Appendix 2 Sector rankings for 2015 123 附录2 二零一五年行业排名 Appendix 3 Overview of Sino-foreign securities joint ventures 131 附录3 中外合资证券公司一览 Appendix 4 2016 grading of securities companies by the CSRC 133 附录4 2016年证监会对证券公司的评级 Appendix 5 Qualified foreign institutional invest

4、ors 135 附录5 合格境外机构投资者 Appendix 6 RMB qualified foreign institutional investors 147 附录6 人民币合格境外机构投资者 Appendix 7 Qualified domestic institutional investors 155 附录7 合格境内机构投资者 Appendix 8 Mainland futures companies 161 附录8 内地期货公司名单 Appendix 9 Mainland fund management companies 167 附录9 内地基金公司名单 Appendix 1

5、0 Subsidiaries of mainland fund management companies 171 附录10 内地基金公司子公司名单 Appendix 11 Securities companies that have set up Hong Kong subsidiaries 175 附录11 设立香港子公司的证券公司 07 177 Contact us 联系我们 2016毕马威华振会计师事务所(特殊普通合伙) 中国合伙制会计师事务所， 是与瑞士实体 毕马威国际合作组织( “毕马威国际” )相关联的独立成员所网络中的成员。 版权所有， 不得转载。 Introduction 引言

6、 01 1 | Mainland China Securities Survey 2016 2016 KPMG Huazhen LLP , a Peoples Republic of China partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. Printed in China