Retail Opportunity Investment (ROIC) 2013年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,DC 20549FORM 10-K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2013 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For th

2、e transition period from to .RETAIL OPPORTUNITY INVESTMENTS CORP.(Exact name of registrant as specified in its charter)Commission file number:001-33749 RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP,LP(Exact name of registrant as specified in its charter)Commission file number:333-189057-01 Maryland(Ret

3、ail Opportunity Investments Corp.)Delaware(Retail Opportunity Investments Partnership,LP)(State or other jurisdiction ofincorporation or organization)8905 Towne Centre Drive,Suite 108San Diego,CA(Address of principal executive offices)26-0500600(Retail Opportunity Investments Corp.)94-2969738(Retail

4、 Opportunity Investments Partnership,LP)(I.R.S.EmployerIdentification No.)92122(Zip code)Registrants telephone number,including area code:(858)677-0900Securities Registered Pursuant to Section 12(b)of the Act:Title of Each Class Name of Exchange on Which RegisteredCommon Stock,$0.0001 par value per

5、shareWarrants,exercisable for Common Stock atan exercise price of$12.00 per shareUnits,each consisting of one share ofCommon Stock and one Warrant The NASDAQ Stock Market LLCThe NASDAQ Stock Market LLCThe NASDAQ Stock Market LLCSecurities Registered Pursuant to Section 12(g)of the Act:Retail Opportu

6、nity Investments Corp.NoneRetail Opportunity Investments Partnership,LP None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Retail Opportunity Investments Corp.Yes x No o Retail Opportunity Investments Partnership,LPYes o No xInd