Optical Cable Corporation (OCC) 2001年年度报告「NASDAQ」.pdf

1、 SECURITIES AND EXCHANGE COMMISSION Washington,D.C.20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended October 31,2001 Commission file number 0-27022-OPTICAL CABLE CORPORATION -(Exact name of registrant as specified in its char

2、ter)Virginia 54-1237042 (State or other jurisdiction of (I.R.S.Employer incorporation or organization)Identification No.)5290 Concourse Drive,Roanoke,VA 24019 (Address of principal executive offices)(Zip Code)Registrants telephone number,including area code(540)265-0690 Securities registered pursuan

3、t to Section 12(b)of the Act:None Securities registered pursuant to Section 12(g)of the Act:Name of Each Exchange on Title of Each Class Which Registered -Common Stock,No Par Value OTC(Nasdaq National Market)Indicate by check mark whether the registrant(1)has filed all reports requiredto be filed by

4、 Section 13 or 15(d)of the Securities Exchange Act of 1934 duringthe preceding 12 months(or for such shorter period that the registrant wasrequired to file such reports),and(2)has been subject to such filingrequirements for the past 90 days.(1)Yes x No (2)Yes x No -Indicate by check mark if disclosu

5、re of delinquent filers pursuant to Item 405of Regulation S-K(Section 229.405 of this chapter)is not contained herein,andwill not be contained,to the best of registrants knowledge,in definitiveproxy or information statements incorporated by reference in Part III of thisForm 10-K or any amendment to

6、this Form 10-K.As of December 31,2001,the last practicable date available with respect to affiliate holdings,37,486,249 shares of voting common stock,with a market value of$61,102,585 were held by non-affiliates of the registrant.Indicate the number of shares outstanding of each of the issuers class