Neuberger Berman (NHS) 2015年年度报告「NYSE」.pdf

1、1$3bn TABLE OF CONTENTS2 A MESSAGE FROM OUR CEO15 TURBULENT MARKETS19 EQUITIES25 POLICY PARADOX29 FIXED INCOME35 THE CLIENT CONTEXT39 ALTERNATIVES45 DYNAMIC SOLUTIONS49 QUANTITATIVE&MULTI-ASSET CLASS51 PRIVATE CLIENT57 CLIENT COVERAGE61 PERSPECTIVES65 FINANCIAL HIGHLIGHTS66 LEADERSHIP72 ADDITIONAL D

2、ISCLOSURESANNUALIZED RETENTION RATE OF INVESTMENT PROFESSIONALS AT SVP AND MD LEVEL SINCE 2009RESEARCH MEETINGS WITH PUBLIC COMPANY MANAGEMENT TEAMS AT OUR OFFICES IN 2015RESEARCH MEETINGS WITH CONSULTANTS,ANALYSTS AND EXPERTS IN 2015OF CLIENTS ASSETS MANAGED BY LEAD PORTFOLIO MANAGERS WHO HAVE 20+Y

3、EARS OF INDUSTRY EXPERIENCEINVESTED BY NB EMPLOYEES AND THEIR FAMILIES IN NB STRATEGIES AND ACCOUNTS1OUR MISSION ISTO PARTNER WITHCLIENTS TOACHIEVE THEIRUNIQUE INVESTMENTOBJECTIVES.TOTAL ASSETS UNDER MANAGEMENT$243bn1.Employee assets include current and former employees and their family members.All

4、information is as of March 31,2016,except as otherwise noted.Data regarding number of employees and investment professionals is as of April 30,2016.Firm data reflects the collective data for the various subsidiaries of Neuberger Berman Group LLC.See Additional Disclosures at the end of this piece,wh

5、ich are an important part of this presentation,for the definition of“investment professionals”and certain exclusions.NUMBER OF EMPLOYEES WORLDWIDEPORTFOLIO MANAGERS AVERAGE INDUSTRY EXPERIENCE1 1191,968522INVESTMENT PROFESSIONALS29CITIESGLOBAL PORTFOLIO MANAGEMENT CENTERSCOUNTRIES2A MESSAGE FROM OUR

6、 CEOGEORGE H.WALKERCHAIRMAN AND CHIEF EXECUTIVE OFFICER2015 WAS A YEAR OF STRONG DEVELOPMENT FOR NEUBERGER BERMAN.MOST IMPORTANTLY,WE REMAINED SINGULARLY FOCUSED ON DELIVERING FOR OUR CLIENTS:ACROSS OUR PLATFORM OF EQUITY,FIXED INCOME AND ALTERNATIVES,ENHANCING OUR CAPABILITIES AND CONTINUING OUR RE