Luna Innovations Incorporated (LUNA) 2006年年度报告「NASDAQ」.pdf

1、Table of ContentsUNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549 FORM 10-K(MARK ONE)xxANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934FOR THE FISCAL YEAR ENDED DECEMBER 31,2006OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES

2、EXCHANGE ACTOF 1934FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 000-52008 LUNA INNOVATIONS INCORPORATED(Exact name of Registrant as Specified in its Charter)Delaware 54-1560050(State or Other Jurisdiction of Incorporation or Organization)(I.R.S.Employer Identification Number)1703 South J

3、efferson Street,SW,Suite 400Roanoke,VA 24016(Address of Principal Executive Offices)(540)769-8400(Registrants Telephone Number,Including Area Code)Securities registered pursuant to Section 12(b)of the Act:Title of Each Class:Name of Each Exchange on which RegisteredCommon Stock,par value$0.001 per s

4、hare The NASDAQ Stock Market LLCSecurities registered pursuant to Section 12(g)of the Act:None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No xIndicate by check mark if the registrant is not required to file reports pursua

5、nt to Section 13 or Section 15(d)of the Act.Yes No xIndicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934during the preceding 12 months(or for such shorter period that the registrant was required to fil

6、e such reports),and(2)has been subject to such filingrequirements for the past 90 days.Yes x No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein,and will not be contained,tothe best of registrants knowledge,in definitive proxy o