Aptorum Group Limited (APM) 2020年年度报告「NASDAQ」.pdf

1、 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549 FORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b)OR(g)OF THE SECURITIES EXCHANGE ACT OF 1934 OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31,2020

2、 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 OR SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from _ to _ Commission file number:001

3、-38764 APTORUM GROUP LIMITED(Exact Name of Registrant as Specified in its Charter)N/A(Translation of Registrants Name into English)Cayman Islands(Jurisdiction of Incorporation or Organization)Ian Huen,Chief Executive OfficerAptorum Group Limited17 Hanover Square,London W1S 1BN,United KingdomTel:+44

4、20 8092 9299Fax:+44 20 3928 8277(Address of principal executive offices and Name,Telephone,E-mail and/or Facsimile number and Address of Company Contact Person)Securities registered or to be registered pursuant to Section 12(b)of the Act:Title of Each Class Trading Symbol Name of Each Exchange on Wh

5、ich RegisteredClass A Ordinary shares,par value$1.00 APM NASDAQ Global Market Securities registered or to be registered pursuant to Section 12(g)of the Act:None(Title of Class)Securities for which there is a reporting obligation pursuant to Section 15(d)of the Act:None(Title of Class)Indicate the nu

6、mber of outstanding shares of each of the issuers classes of capital or common stock as of the close of the period covered by the annual report.Class A Ordinary Shares:11,584,324Class B Ordinary Shares:22,437,754 Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in