毕马威：二零二零年中国证券业调查报告（232页）.pdf

1、Mainland China Securities Survey 2020 Financial services 金融服务 二零二零年 中国证券业 调查报告 毕马威中国 目录Contents Introduction 引言 01 Market overview 市场回顾 Industry trends 行业趋势 Business dynamics 业务动态 Conclusion 结语 Appendices 附录 05 29 44 62 66 06 05 04 03 02 01 Appendix 1 附录1 Financial highlights 财务摘要 67 Appendix 2 附录2

2、Sector ranking for 2019 二零一九年行业排名 157 Appendix 3 附录3 Overview of Sino-foreign joint venture securities company 中外合资证券公司一览 164 Appendix 4 附录4 2020 rating of securities companies by the CSRC 2020年证监会对证券公司的评级 167 Appendix 5 附录5 Qualified Foreign Institutional Investors (QFII) 合格境外机构投资者 171 Appendix 6 附

3、录6 RMB Qualified Foreign Institutional Investors (RQFII) 人民币合格境外机构投资者 184 Appendix 7 附录7 Qualified Domestic Institutional Investors (QDII) 合格境内机构投资者 194 Appendix 8 附录8 Mainland Futures Companies 内地期货公司名单 201 Appendix 9 附录9 Mainland Fund Management Companies 内地基金公司名单 208 Appendix 10 附录10 Subsidiaries

4、 of Mainland Fund Management Companies 内地基金公司子公司名单 215 Appendix 11 附录11 Securities companies with Hong Kong subsidiaries 设立香港子公司的证券公司 221 Appendix 12 附录12 Foreign-funded enterprises that offer private fund management business 外商投资私募基金管理公司 223 oPsRqNsPsQqRqMqNwOzQsRbRaO7NnPoOnPnNeRoOzQlOrRmQaQrRvMuOs

5、QxOMYmQpM 二零二零年中国证券业调查报告1 01 Introduction 引言 Mainland China Securities Survey 20202 2020 KPMG Huazhen LLP, a Peoples Republic of China partnership and KPMG Advisory (China) Limited, a wholly foreign owned enterprise in China, are member firms of the KPMG network of independent member firms affiliate

6、d with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. Printed in China.The KPMG name and logo are registered trademarks or trademarks of KPMG International. Introduction While the effects of the COVID-19 pandemic have been felt across global and local mar