TOP Financial Group Ltd（TOP）：截至2026年03月31日止财政年度的10-K年报（英文版）（154页）.pdf

1、 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31,2026 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 Commissio

2、n file number:001-41407 TOP Financial Group Limited(Exact name of registrant as specified in its charter)Cayman Islands Not Applicable(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)101 Cecil Street,#13-05 Tong Eng Building,Singapore 069533(Address of p

3、rincipal executive offices)(Zip Code)+65 6252 8998(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of each class:Class A Ordinary Shares,par value$0.001 per share|Trading Symbol:TOP|Name of each exchange:The NasdaqStock Market LLC(Nasd

4、aq Capital Market)Securities registered pursuant to Section 12(g)of the Act:None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 1

5、3 or Section 15(d)of the Act.Yes No Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the SecuritiesExchange Act of 1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),

6、and(2)has been subject to such filing requirements for the past 90 days.Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuantto Rule 405 of Regulation S-T(232.405 of this chapter)during the preceding 12 months(