Chimera Investment (CIM) 2016年年度报告「NYSE」.pdf

1、CHIMERA INVESTMENT CORPFORM 10-K(Annual Report)Filed 02/21/17 for the Period Ending 12/31/16 Address520 MADISON AVENUE32ND FLOORNEW YORK,NY 10022Telephone212-626-2300CIK0001409493SymbolCIMSIC Code6798-Real Estate Investment TrustsIndustrySpecialized REITsSectorFinancialsFiscal Year12/31http:/www.edg

2、ar- Copyright 2017,EDGAR Online,Inc.All Rights Reserved.Distribution and use of this document restricted under EDGAR Online,Inc.Terms of Use.UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-K(MARKONE)XANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FOR

3、THEFISCALYEARENDED:DECEMBER31,2016ORTRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHETRANSITIONPERIODFROMTOCOMMISSIONFILENUMBER:1-33796CHIMERA INVESTMENT CORPORATION(ExactNameofRegistrantasSpecifiedinitsCharter)MARYLAND26-0630461(Stateorotherjurisdictionofincorporation

4、oforganization)(I.R.S.EmployerIdentificationNumber)520 Madison Avenue,32 nd FloorNew York,New York10022(AddressofPrincipalExecutiveOffices)(ZipCode)(212)626-2300(Registrantstelephonenumber,includingareacode)Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassName of Each Exc

5、hange on Which RegisteredCommon Stock,par value$0.01 per shareNew York Stock Exchange8.0%Series A Cumulative Redeemable Preferred Stock,par value$0.01per shareNew York Stock ExchangeSecuritiesregisteredpursuanttoSection12(g)oftheAct:NoneIndicatebycheckmarkwhethertheRegistrantisawell-knownseasonediss

6、uer,asdefinedinRule405oftheSecuritiesAct.YesNooIndicatebycheckmarkiftheRegistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesoNoIndicatebycheckmarkwhethertheRegistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding