Navios Maritime Holdings Inc. (NM) 2016年年度报告「NYSE」.pdf

1、Table of Contents UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 20-F (Mark One)REGISTRATION STATEMENT PURSUANT TO SECTION 12(b)OR(g)OF THE SECURITIES EXCHANGEACT OF 1934OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal yea

2、r ended December 31,2016OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934OR SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACTOF 1934Date of event requiring shell company report For the transition period from to Commission file

3、number001-33311 Navios Maritime Holdings Inc.(Exact name of Registrant as specified in its charter)Not Applicable(Translation of Registrants Name into English)Republic of Marshall Islands(Jurisdiction of incorporation or organization)7 Avenue de Grande Bretagne,Office 11B2Monte Carlo,MC 98000 Monaco

4、(Address of principal executive offices)Stuart GelfondFried,Frank,Harris,Shriver&Jacobson LLPOne New York PlazaNew York,New York 10004Tel:(212)859-8000Fax:(212)859-4000(Name,Telephone,E-mail and/or Facsimile number and Address of Company Contact Person)Securities registered or to be registered pursu

5、ant to Section 12(b)of the Act:Title of each class Name of each exchange on which registeredCommon Stock,par value$.0001 per share The New York Stock Exchange8.75%Series G Cumulative Redeemable Perpetual Preferred Stock,parvalue$0.0001 per share(“Series G”)The New York Stock Exchange*American Deposi

6、tary Shares,each representing 1/100th of a Share of SeriesG The New York Stock Exchange8.625%Series H Cumulative Redeemable PerpetualPreferred Stock,par value$0.0001 per share(“Series H”)The New York Stock Exchange*American Depositary Shares,each representing 1/100th of a Share of SeriesH The New Yo