KKR & Co. Inc. (KKR) 2020年年度报告「NYSE」.pdf

1、TableofContentsUNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934.For the fiscal year ended December 31,2020or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT

2、 OF 1934.For the Transition period from to .Commission File Number 001-34820KKR&CO.INC.(ExactnameofRegistrantasspecifiedinitscharter)Delaware 26-0426107(StateorotherJurisdictionofIncorporationorOrganization)(I.R.S.EmployerIdentificationNumber)30 Hudson YardsNew York,New York 10001Telephone:(212)750-

3、8300(Address,zipcode,andtelephonenumber,includingareacode,ofregistrantsprincipalexecutiveoffice.)SecuritiesregisteredpursuanttoSection12(b)oftheAct:Title of each classTrading symbol(s)Name of each exchange on which registeredCommonStockKKRNewYorkStockExchange6.75%SeriesAPreferredStockKKRPRANewYorkSt

4、ockExchange6.50%SeriesBPreferredStockKKRPRBNewYorkStockExchange6.00%SeriesCMandatoryConvertiblePreferredStockKKRPRCNewYorkStockExchangeSecuritiesregisteredpursuanttoSection12(g)oftheAct:NoneIndicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.YesNooIndic

5、atebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesoNoIndicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledbySection13and15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodsthattheregistrantwa

6、srequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.YesNooIndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule405ofRegulationS-Tduringthepreceding12months(orforsuchshorterperiodthattheregistr