《Aura Minerals Inc.美股招股说明书 F-1(2025-06-09版)(英文版)(9页).pdf》由会员分享,可在线阅读,更多相关《Aura Minerals Inc.美股招股说明书 F-1(2025-06-09版)(英文版)(9页).pdf(9页珍藏版)》请在三个皮匠报告上搜索。
1、F-1/A 1 ea0244679-02.htm REGISTRATION STATEMENTAs filed with the Securities and Exchange Commission on June6,2025.Registration No.333-287864UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549_AMENDMENT NO.1TOFORM F-1REGISTRATION STATEMENTUNDERTHE SECURITIES ACT OF 1933_AURA MINERALS
2、INC.(Exact Name of Registrant as Specified in Its Charter)_British Virgin Islands 1000 N/A(State or otherjurisdiction ofincorporation ororganization)(Primary StandardIndustrialClassification Code Number)(I.R.S.EmployerIdentification Number)c/o Aura Technical Services Inc.3390 Mary St,Suite 116,Cocon
3、ut Grove,Florida,33133,UnitedStates+1(305)239 9332(Address,Including Zip Code,and Telephone Number,Including Area Code,ofRegistrants Principal Executive Offices)_c/o Aura Technical Services Inc.3390 Mary St,Suite 116,Coconut Grove,Florida,33133,UnitedStates+1(305)239 9332(Name,Address,Including Zip
4、Code,and Telephone Number,Including Area Code,ofAgent For Service)_Copies to:Manuel GarciadiazDavis Polk&Wardwell LLP450 Lexington AvenueNewYork,NY10017+1(212)450-4000 Donald BakerJohn GuzmanWhite&Case LLP1221 Avenue of the AmericasNewYork,NY10020+1(212)819-8200_Approximate date of commencement of p
5、roposed sale to the public:As soon aspracticable after the effective date of this Registration Statement.If any of the securities being registered on this Form are to be offered on a delayed orcontinuous basis pursuant to Rule415 under the Securities Actof1933 check the following box.If this Form is
6、 filed to register additional securities for an offering pursuant toRule462(b)under the Securities Act,check the following box and list the Securities Actregistration statement number of the earlier effective registration statement for the same offering.If this Form is a post-effective amendment fil
7、ed pursuant to Rule462(c)under theSecurities Act,check the following box and list the Securities Act registration statement number ofthe earlier effective registration statement for the same offering.If this Form is a post-effective amendment filed pursuant to Rule462(d)under theSecurities Act,check
8、 the following box and list the Securities Act registration statement number ofthe earlier effective registration statement for the same offering.2025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea
9、0244679-02.htm1/9Indicate by check mark whether the registrant is an emerging growth company as defined inRule405 of the Securities Actof1933.Emerging growth company If an emerging growth company that prepares its financial statements in accordance withU.S.GAAP,indicate by check mark if the registra
10、nt has elected not to use the extended transitionperiod for complying with any new or revised financial accounting standards provided pursuant toSection7(a)(2)(B)of the Securities Act._The term“new or revised financial accounting standard”refers to any update issued by the FinancialAccounting Standa
11、rds Board to its Accounting Standards Codification after April5,2012.The registrant hereby amends this registration statement on such date or dates asmay be necessary to delay its effective date until the registrant will file a furtheramendment which specifically states that this registration statem
12、ent will thereafterbecome effective in accordance with Section8(a)of the Securities Actof1933,asamended,or until the registration statement will become effective on such date asthe Securities and Exchange Commission,acting pursuant to said Section8(a),maydetermine.2025/6/10 09:37sec.gov/Archives/edg
13、ar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm2/9EXPLANATORY NOTEThe sole purpose of this Amendment No.1 to the Registration Statement onFormF-1 of Aura Minerals Inc.(the“Company)is to amend the exhibit index and
14、tosubmit exhibits 96.5 and 96.6 that exceed the SEC file size limitations for a singlesubmission.Accordingly,this Amendment No.1 consists only of the facing page,thisexplanatory note,PartII,including the signature page and the exhibit index,andthe exhibits filed herewith.This Amendment No.1 does not
15、 contain a copy of theprospectus that was included in the Companys Registration Statement on FormF-1 andis not intended to amend or delete any part of the prospectus.2025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/0
16、00121390025052287/ea0244679-02.htm3/9PartIIInformation Not Required in ProspectusITEM 6.INDEMNIFICATION OF DIRECTORS AND OFFICERS.According to the Registrants Articles of Association,the directors andexecutive officers of the company shall be indemnified by the company for anyreasonable expenses inc
17、urred and for any loss or damage suffered in connection withany action,lawsuit or proceeding to which they have been a party as a result oftheir position as director or executive officer,to the extent that such director orexecutive officer acted honestly and in good faith and,in the case of criminal
18、 oradministrative proceedings,the relevant director or executive officer had reasonablegrounds to believe that their conduct was lawful.We maintain liability insurancewhich insure our directors and officers against liability which he or she may incurin his or her capacity as such.ITEM 7.RECENT SALES
19、 OF UNREGISTERED SECURITIES.During the past threeyears,we have not issued and sold securities withoutregistering the securities under the Securities Act other than as set forth below.On January13,2025,in connection with our acquisition of Bluestone ResourcesInc.,we issued an aggregate of 146,519,452
20、 non-interest bearing contingent valuerights,or“CVRs”as partial consideration for the Bluestone shares.Each CVRentitles the holder thereof to a potential cash payment of up to C$0.2120,payable inthree equal installments,contingent upon Era Dorada achieving commercial productionover a 20-year term.IT
21、EM 8.EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.(a)Exhibits.The following documents are filed as part of this registration statement:ExhibitNo.Description1.1*Form of Underwriting Agreement.3.1*Memorandum and Articles of Association of the Registrant5.1*Opinion of Harney Westwood&Riegels(BVI)LP,Briti
22、sh Virgin Islandscounsel of Aura Minerals Inc.,as to the validity of the common shares.10.1*Omnibus Incentive Plan10.2*#Trafigura Copper Concentrate Offtake Agreement dated May21,2024.10.3*English Translation of Indenture dated September8,2024 Relating toSecond Issuance of Debentures10.4*English Tra
23、nslation of Amendment No.1 to Indenture Relating to SecondIssuance of Debentures dated September25 202410.5*English Translation of Amendment No.2 to Indenture Relating to SecondIssuance of Debentures dated October15 202410.6*English Translation of Credit Note between Cascar Brasil Mineracao Ltdaand
24、Banco Santander(Brasil)S.A.,Luxembourg Branch dated September5,202310.7*English Translation of Swap Agreement between Aura Almas Mineracao S.A.and Itau Unibanco S.A.dated October15 202410.8*Guarantee between Aura Minerals Inc.and Itau Unibanco S.A.datedJanuary21,2025 relating to the Swap Agreement b
25、etween Aura AlmasMineracao S.A.and Itau Unibanco S.A.dated October15,202410.9*Loan Agreement between Mineracao Apoena S.A.and Banco Bradesco S.A.,acting through its Grand Cayman Branch dated December17,202410.10*English translation of Credit Agreement between Aranzazu Holding S.A.deC.V.and Banco San
26、tander Mexico,S.A.,Institucion de Banca Multiple,Grupo Financero Santander Mexico dated August14,202410.11*#Share Purchase Agreement between AngloGold South America Limited,CascarDo Brasil Mineracao Ltda and Aura Minerals Inc.dated June2,202516.1*Letter of Grant Thornton Auditores Independentes Ltda
27、 to the SEC.2025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm4/921.1*List of subsidiaries of the registrant.II-12025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287
28、/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm5/9ExhibitNo.Description23.1*Consent of KPMG Auditores Independentes,Independent Registered PublicAccounting Firm.23.2*Consent of Grant Thornton Auditores Independentes Ltda,IndependentRegistered Publi
29、c Accounting Firm.23.3*Consent of Harney Westwood&Riegels(BVI)LP(included in Exhibit5.1).23.4*Consent of SLR Consulting(Canada)Ltd23.5*Consents of Farshid Ghazanfari23.6*Consents of Luiz Eduardo Campos Pignatari23.7*Consents of Homero Delboni Jr23.8*Consent of Branca Horta de Almeida Abrantes23.9*Co
30、nsent of Bruno Yoshida Tomaselli23.10*Consent of SRK Consulting(U.S.),Inc.23.11*Consent of Porfirio Cabaleiro Rodriguez23.12*Consent of Kirkham Geosystems Ltd.24.1*Powers of Attorney(included on signature page to the registrationstatement).96.1*S-K 1300 Technical Report Summary and Mineral Resource
31、Estimate entitledS-K 1300 Technical Report Summary,Aranzazu Mine,Zacatecas,Mexico96.2*S-K 1300 Technical Report Summary and Mineral Resource Estimate entitledTechnical Report Summary on the Feasibility Study for the Borborema GoldProject,Currais Novos Municipality,RioGrande do Norte,Brazil96.3*S-K 1
32、300 Technical Report Summary and Mineral Resource Estimate entitledS-K1300 Technical Report Summary Apoena Mine(EPP Complex)MineralResource and Mineral Reserve,Mato Grosso,Brazil96.4*S-K 1300 Technical Report Summary and Mineral Resource Estimate entitledS-K 1300 Technical Summary,Almas Project,Toca
33、ntins State,Brazil96.5 S-K 1300 Technical Report Summary and Mineral Resource Estimate entitledTechnical Report Summary on the Feasibility Study for the Matup GoldProject,Matup Municipality,Mato Grosso,Brazil96.6 S-K 1300 Technical Report Summary and Mineral Resource Estimate entitledS-K 1300 Techni
34、cal Report Summary,San Andrs Mine,Department of Copn,Honduras96.7*S-K 1300 Technical Report Summary Initial Assessment,Era Dorada GoldProject,Jutiapa,Guatemala107*Calculation of Filing Fee Table._*To be filed by amendment.*Previously filed.#Portions of this exhibit have been omitted as the registran
35、t has determined that(i)theomitted information is not material and(ii)the omitted information is of the type that theregistrant customarily and actually treats as private or confidential.(b)Financial Statement Schedules.No financial statement schedules are provided because the information called for
36、is not applicable or is shown in the financial statements or notes thereto.ITEM 9.UNDERTAKINGSThe undersigned hereby undertakes:(a)The undersigned registrant hereby undertakes to provide to the underwriterat the closing specified in the underwriting agreements,certificates insuch denominations and r
37、egistered in such names as required by theunderwriter to permit prompt delivery to each purchaser.II-22025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm6/9(b)Insofar as indemnificati
38、on for liabilities arising under the SecuritiesActof1933 may be permitted to directors,officers,and controllingpersons of the registrant pursuant to the foregoing provisions,orotherwise,the registrant has been advised that in the opinion of theU.S.Securities and Exchange Commission such indemnificat
39、ion is againstpublic policy as expressed in the Act and is,therefore,unenforceable.Inthe event that a claim for indemnification against such liabilities(otherthan the payment by the registrant of expenses incurred or paid by adirector,officer or controlling person of the registrant in the successful
40、defense of any action,suit or proceeding)is asserted by such director,officer or controlling person in connection with the securities beingregistered,the registrant will,unless in the opinion of its counsel thematter has been settled by controlling precedent,submit to a court ofappropriate jurisdict
41、ion the question of whether such indemnification by itis against public policy as expressed in the Act and will be governed by thefinal adjudication of such issue.(c)The undersigned registrant hereby undertakes that:(1)For purposes of determining any liability under the SecuritiesActof1933,the infor
42、mation omitted from the form of prospectus filedas part of this registration statement in reliance upon Rule430A andcontained in a form of prospectus filed by the Registrant pursuant toRule424(b)(1)or(4)or 497(h)under the Securities Act shall bedeemed to be part of this registration statement as of
43、the time it wasdeclared effective.(2)For the purpose of determining any liability under the SecuritiesActof1933,each post-effective amendment that contains a form ofprospectus shall be deemed to be a new registration statement relatingto the securities offered therein,and the offering of such securi
44、tiesat that time shall be deemed to be the initial bona fide offeringthereof.II-32025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm7/9SIGNATURESPursuant to the requirements of the Se
45、curities Actof1933,the registrantcertifies that it has reasonable grounds to believe that it meets all of therequirements for filing on FormF-1 and has duly caused this registration statementto be signed on its behalf by the undersigned,thereunto duly authorized,in the cityof Miami,Florida,on this s
46、ixthday of June,2025.AURA MINERALS INC.By:/s/Rodrigo Barbosa Name:Rodrigo Barbosa Title:President and Chief ExecutiveOfficer By:/s/Joo Kleber Cardoso Name:Joo Kleber Cardoso Title:Chief Financial Officer andCorporate SecretaryPursuant to the requirements of the Securities Actof1933,as amended,thisre
47、gistration statement has been signed by the following persons in the capacities andon the dates indicated:Name Title Date/s/Rodrigo Barbosa President and Chief ExecutiveOfficer(principal executive officer)June6,2025Rodrigo Barbosa /s/Joo Kleber Cardoso Chief Financial Officer andCorporate Secretary
48、June6,2025Joo Kleber Cardoso(principal financial officer andprincipal accounting officer)*Chairman/Director June6,2025Paulo Carlos de Brito *Director June6,2025Stephen Keith *Director June6,2025Bruno Mauad *Director June6,2025Pedro Turqueto *Director June6,2025Paulo Carlos de Brito Filho *Director J
49、une6,2025Richmond Lee Fenn *Aura Technical Services Inc.June6,2025Rodrigo Velazquez Authorized representative in theUnitedStates *By:/s/Rodrigo Barbosa Name:Rodrigo Barbosa Title:Attorney-in-Fact 2025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov
50、/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm8/9By:/s/Joo Kleber Cardoso Name:Joo Kleber Cardoso Title:Chief Financial Officer andCorporate Secretary II-42025/6/10 09:37sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htmhttps:/www.sec.gov/Archives/edgar/data/1468642/000121390025052287/ea0244679-02.htm9/9