APANDOINNOVATN：INTERIMREPORT2023.pdf

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1、 .Pando Innovation ETFStock Code:3056Interim Report 2023For the period from 07 December 2022 to 30 September 2023Pando Innovation ETFInvest in Various Chinese and Foreign Innovative TechnologyGiants By One-off S.hk/PANDO INNOVATION ETFInterim Report 2023For the period from 07 December 2022 to 30 Sep

2、tember 2023Page(s)STATEMENT OF COMPREHENSIVE INCOME1STATEMENT OF FINANCIAL POSITION2STATEMENT OF CHANGES IN ASSETS ATTRIBUTABLE TO UNITHOLDERS3INVESTMENT PORTFOLIO4PERFORMANCE TABLE 5STATEMENT OF MOVEMENT IN INVESTMENT PORTFOLIO(UNAUDITED)6-7CONTENTSPANDO INNOVATION ETFSTATEMENT OF COMPREHENSIVE INC

3、OMEFor the period from 07 December 2022 to 30 September 2023For the periodfrom 07 Dec 2022 to 30 Sep 2023USDREVENUEInterest income207 Dividend income21,760 Other income25,526 Net gains from financial assets at fair value through profit or loss571,949 619,442 EXPENSEManagement fee(20,961)Trustee fee(

4、37,015)Set up fee(5,263)Transaction fee(5,320)Transaction handling fee(9,461)Bank charges(134)Net foreign exchange losses(1,177)Other operating expenses(22,109)Total operating expenses(101,440)Operating gain518,002 Tax(5,623)Increase in net assets attributable to unitholders-being total comprehensiv

5、e income512,379 Pando Innovation ETF Interim Report 2023 Page 1 Stock Code 3056.HKPANDO INNOVATION ETFSTATEMENT OF FINANCIAL POSITIONAs At 30 September 20232023USDCURRENT ASSETSFinancial assets at fair value through profit or loss3,480,936 Dividends receivables847 Other receivable25,448 Cash and cas

6、h equivalents90,983 Total current assets3,598,214 CURRENT LIABILITIESManagement fee payable(2,220)Trustee fee payable(3,673)Preliminary expense payable(1,541)Other payables(16,171)Total current liabilities(23,605)Net assets attributable to unitholders3,574,609 Pando Innovation ETF Interim Report 202

7、3 Page 2 Stock Code 3056.HKPANDO INNOVATION ETFSTATEMENT OF CHANGES IN ASSETS ATTRIBUTABLE TO UNITHOLDERSFor the period from 07 December 2022 to 30 September 2023Number of unitsUSDNet assets attributable to unitholders at the beginning of the period-Listed classCreation of units 4,100,000 -Cash comp

8、onent and cash creation-4,142,230 Net creation of units4,100,000 4,142,230 Redemption of units(1,000,000)-Cash component and cash redemption-(1,080,000)Net redemption of units(1,000,000)(1,080,000)Increase in net assets attributable to unitholders from operations-512,379 Net assets attributable to u

9、nitholders at the end of the period3,100,000 3,574,609 Pando Innovation ETF Interim Report 2023 Page 3 Stock Code 3056.HKFor the periodfrom 07 December 2022to 30 September 2023PANDO INNOVATION ETFINVESTMENT PORTFOLIOAs At 30 September 2023%of totalFairnet assetSecurities nameHoldingsvaluevalueUSDLis

10、ted equitiesHong KongALIBABA GROUP HLDG LTD15,875 173,509 4.85 MEITUAN-CLASS B9,393 137,444 3.84 TENCENT HLDGS LTD4,200 164,206 4.59 United StatesALPHABET INC-CL A1,515 198,253 5.55 AMAZON.COM INC2,395 304,452 8.52 APPLE INC1,851 316,910 8.87 COINBASE GLOBAL INC-CL A2,500 187,700 5.25 MICROSOFT CORP

11、1,000 315,750 8.83 MICROSTRATEGY INC-CL A593 194,670 5.45 NETFLIX INC791 298,682 8.36 NVIDIA CORP553 240,549 6.73 ORACLE CORP1,517 160,681 4.50 QUALCOMM INC993 110,283 3.09 SIGNATURE BANK/NEW YORK203 5 -SPOTIFY TECHNOLOGY SA996 154,021 4.31 TESLA INC1,303 326,037 9.12 Deposit ReceiptTaiwanTAIWAN SEM

12、ICONDUCTOR MANUFACTURING CO-ADR2,276 197,784 5.53 Total investments,at fair value3,480,936 97.39 Other net assets93,673 2.61 Total net assets3,574,609 100.00 Total investments,at cost3,075,960 Pando Innovation ETF Interim Report 2023 Page 4 Stock Code 3056.HKPANDO INNOVATION ETFPERFORMANCE TABLE As

13、At 30 September 20231.NET ASSET VALUENetNetasset valueAt the end of financial periodasset valueper unitUSDUSD30 September 2023 Listed Class3,574,609 1.1531 2.HIGHEST ISSUE/LOWEST REDEMPTION PRICE PER UNITHighestLowestissueredemptionFinancial period ended unit priceunit priceUSDUSD30 September 2023 L

14、isted Class1.3298 0.9591 Pando Innovation ETF Interim Report 2023 Page 5 Stock Code 3056.HKPANDO INNOVATION ETFSTATEMENT OF MOVEMENT IN INVESTMENT PORTFOLIO(UNAUDITED)For the period from 07 December 2022 to 30 September 2023HoldingsStock07 Dec 2022AdditionsdividendsDisposals30 Sep 2023UnitsUnitsUnit

15、sUnitsUnitsListed equitiesHong KongALIBABA GROUP HLDG LTD-19,775 -(3,900)15,875 BYD CO LTD-H-3,000 -(3,000)-MEITUAN-CLASS B-12,993 -(3,600)9,393 TENCENT HLDGS LTD-5,900 -(1,700)4,200 United StatesACCENTURE PLC-CL A-624 -(624)-ACTIVISION BLIZZARD INC-507 -(507)-ADOBE INC-156 -(156)-ADVANCED MICRO DEV

16、ICES INC-351 -(351)-ALPHABET INC-CL A-1,765 -(250)1,515 AMAZON.COM INC-3,382 -(987)2,395 ANSYS INC-78 -(78)-APPLE INC-2,081 -(230)1,851 ASML HLDG NV-NY REG-166 -(166)-AUTODESK INC-195 -(195)-BROADCOM INC-78 -(78)-CISCO SYSTEMS INC-2,301 -(2,301)-COINBASE GLOBAL INC-CL A-5,698 -(3,198)2,500 DOCUSIGN

17、INC-1,365 -(1,365)-ELECTRONIC ARTS INC-819 -(819)-HEWLETT PACKARD ENTERPRISE CO-12,597 -(12,597)-HONEYWELL INTL INC-156 -(156)-INTEL CORP-936 -(936)-INTL BUSINESS MACHINES CORP-273 -(273)-MASTERCARD INC-A-234 -(234)-MICRON TECHNOLOGY INC-1,482 -(1,482)-MICROSOFT CORP-1,100 -(100)1,000 MICROSTRATEGY

18、INC-CL A-593 -593 NETFLIX INC-917 -(126)791 NVIDIA CORP-691 -(138)553 ORACLE CORP-2,287 -(770)1,517 QUALCOMM INC-1,768 -(775)993 ROCKWELL AUTOMATION INC-234 -(234)-SIGNATURE BANK/NEW YORK-273 -(70)203 Pando Innovation ETF Interim Report 2023 Page 6 Stock Code 3056.HKPANDO INNOVATION ETFSTATEMENT OF

19、MOVEMENTS IN INVESTMENT PORTFOLIO(UNAUDITED)(contd)For the period from 07 December 2022 to 30 September 2023HoldingsStock07 Dec 2022AdditionsdividendsDisposals30 Sep 2023UnitsUnitsUnitsUnitsUnitsSNOWFLAKE INC-CL A-830 -(830)-SPOTIFY TECHNOLOGY SA-996 -996 TAKE-TWO INTERACTIVE SOFTWARE INC-195 -(195)

20、-TESLA INC-1,808 -(505)1,303 TEXAS INSTRUMENTS INC-1,014 -(1,014)-THERMO FISHER SCIENTIFIC INC-156 -(156)-TRIMBLE LTD-2,240 -(2,240)-UNITEDHEALTH GROUP INC-273 -(273)-VERISK ANALYTICS INC-117 -(117)-VERIZON COMMUNICATIONS INC-3,003 -(3,003)-VISA INC-A-858 -(858)-Deposit ReceiptIndiaINFOSYS LTD-ADR-2

21、,769 -(2,769)-TaiwanTAIWAN SEMICONDUCTOR MANUFACTURING CO-ADR-2,536 -(260)2,276 United States-702 -(702)-ABB LTD-SPON ADR-936 -(936)-BAIDU INC-ADR-37,518 -(37,518)-CANAAN INC-858 -(858)-JD.COM INC-ADR-2,106 -(2,106)-NETEASE INC-ADR-897 -(897)-Pando Innovation ETF Interim Report 2023 Page 7 Stock Code 3056.HK